Internal Controls Specialist
London (Hybrid)
Paying upto £75,000
About the Role:
We are seeking a highly skilled Internal Controls Specialist to join our dynamic fintech organization. This role is ideal for a detail-oriented professional passionate about financial integrity and operational excellence. You will be responsible for building and enhancing internal control processes, conducting internal controls testing from an accounting perspective, identifying key areas of financial risk, and collaborating closely with stakeholders across the business. Your expertise will play a critical role in maintaining regulatory compliance and ensuring robust financial controls.
Key Responsibilities:
- Design, implement, and enhance internal control frameworks to mitigate financial and operational risks.
- Perform detailed internal controls testing, including evaluation of control effectiveness and identification of deficiencies.
- Collaborate with cross-functional teams, including finance, compliance, risk management, and operations, to drive continuous improvement in controls and processes.
- Develop and maintain comprehensive documentation of controls, including policies and procedures.
- Identify key areas of financial risk and recommend actionable solutions to management.
- Support internal and external audits by providing necessary documentation and explanations.
- Provide training and guidance to stakeholders on internal control policies and best practices.
- Stay abreast of relevant regulatory requirements, including Sarbanes-Oxley (SOX), and ensure compliance.
Key Requirements:
- Fully qualified accountant (ACCA, ACA, ICAEW, or CPA).
- Background in a top 10 audit firm with strong exposure to internal controls and financial risk.
- Experience in internal controls testing.
- Experience in the financial services, fintech, or banking sectors, either through employment or audit engagements.
- Comprehensive understanding of internal controls frameworks and methodologies.
- Hands-on experience with SOX compliance is highly beneficial.
- Strong analytical and problem-solving skills, with the ability to identify control gaps and recommend effective solutions.
- Excellent communication and interpersonal skills, with the ability to build strong relationships across the business.
- Highly organized with the ability to manage multiple tasks and meet deadlines.
Preferred Qualifications:
- Experience in a fintech or fast-paced financial services environment.
- Familiarity with financial systems and enterprise resource planning (ERP) platforms.
- Knowledge of relevant financial regulations and compliance standards.